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Digital Subscriptions > The Hedge Fund Journal > Issue 140 – Apr | May 2019 > NFA Update

NFA Update

New proficiency requirements for hedge fund managers

The National Futures Association, the selfregulatory organization for the commodity futures and swaps industry, recently updated its rules1 to impose “swaps proficiency requirements” on associated persons of NFA members that engage in swaps-related activities. These requirements are likely to be applicable to a significant number of hedge fund advisers (i.e., advisers that are, or are required to be, registered with the Commodity Futures Trading Commission and to be NFA members). While most private equity sponsors are not likely to fall within the scope of any NFA licensing requirement, they should take this opportunity to confirm that the basis for any exemption remains valid.

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Informing the Hedge Fund Community. With access to some of the industry’s biggest names and an astute and talented group of writers and contributors, The Hedge Fund Journal has established itself as a trusted source of information on the hedge fund industry.