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Digital Subscriptions > The Hedge Fund Journal > Issue 115 - July | August 2016 > Inducement Rules: FCA Reminds Firms Of Expectations

Inducement Rules: FCA Reminds Firms Of Expectations

Key findings of thematic review into benefits received

On 18 April, the Financial Conduct Authority (FCA) published the key findings from its thematic review into benefits provided and received by (a) firms that conduct Markets in Financial Instruments Directive (MiFID) business and (b) those that carry out regulated activities in relation to retail investment products (Firms). The findings serve as a useful reminder that non-monetary client benefits, such as client hospitality, must be business-focused and comply with the FCA’s inducement rules.


Firms must comply with the FCA’s inducement rules, which include the requirement that any payment or benefit given to or received from clients is designed to enhance their quality of service.

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