This website use cookies and similar technologies to improve the site and to provide customised content and advertising. By using this site, you agree to this use. To learn more, including how to change your cookie settings, please view our Cookie Policy
Pocketmags Digital Magazines
CA
Pocketmags Digital Magazines
   You are currently viewing the Canada version of the site.
Would you like to switch to your local site?
Digital Subscriptions > > UK regulator orders Holborn Assets to halt transfer work

UK regulator orders Holborn Assets to halt transfer work

• Review of all pension transfer business must verify that a robust and compliant advisory process is in place

• Chief operating officer Simon Parker vows to work with the regulator as firm engages independent auditors

The UK Financial Conduct Authority (FCA) has ordered Holborn Assets to immediately cease all pensions transfer business as the watchdog clamps down on referrals from domestic and overseas advisers.

READ MORE
Purchase options below
Find the complete article and many more in this issue of -
If you own the issue, Login to read the full article now.