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Digital Subscriptions > The Hedge Fund Journal > Issue 134 – Aug 2018 > Senior Managers Certification Regime

Senior Managers Certification Regime

Are you ready to be held personally accountable?



Public confidence in the financial services sector fell dramatically following the financial crisis and several highly public failings in behaviour and decision-making.

With a lack of accountability potentially the cause, in March 2016 the Financial Conduct Authority (FCA) introduced the Senior Managers Certification Regime (SMCR) to replace the Approved Persons Regime (APR) for the banking sector. SMCR involves assigning a named senior manager personally responsible for each of a firm’s business functions and activities. The FCA has extended the regime to all firms authorised under the Financial Services and Markets Act. This includes asset managers, investment firms, insurers and consumer credit firms.

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Informing the Hedge Fund Community. With access to some of the industry’s biggest names and an astute and talented group of writers and contributors, The Hedge Fund Journal has established itself as a trusted source of information on the hedge fund industry.